| associated_person_role | Indicates whether the applicant has associated individuals such as partners, directors, officers, or employees who act in any specific roles relevant to municipal advisory activities. | Text (String) |
| total_associated_persons | The total number of individuals associated with the applicant, including partners, directors, officers, employees, and other control persons. | Text (String) |
| sales_interest | Describes any direct or indirect ownership interest or sales-related financial interest that associated persons may have in the applicant. | Text (String) |
| discretionary_authority | Indicates whether any associated person has discretionary authority over client assets or accounts in the course of municipal advisory activities. | Text (String) |
| associated_person | Specifies details of any individual who is associated with the applicant and is acting as a municipal advisor or in a similar relevant role. | Text (String) |
| identifying_owners_officers_control_persons | Requires the identification of individuals who directly or indirectly control the applicant, including owners, executive officers, and other control persons. | Text (String) |
| public_reporting_companies | Disclosure of any control persons or affiliates of the applicant that are public reporting companies registered under the Securities Exchange Act of 1934. | Text (String) |
| criminal_action_disclosure | Disclosure of any criminal actions involving the applicant or associated persons, including charges, convictions, or pleas relating to investment-related or financial misconduct. | Text (String) |
| regulatory_action_disclosure | Information on any actions or sanctions imposed by regulatory bodies like the SEC, FINRA, or state regulators against the applicant or associated persons. | Text (String) |
| sec_or_the_cftc | Indicates whether the applicant or associated persons have been subject to any proceedings or orders issued by the Securities and Exchange Commission (SEC) or the Commodity Futures Trading Commission (CFTC). | Text (String) |
| federal_regulatory_agency_info | Details any findings, sanctions, or actions from federal regulatory agencies involving the applicant or associated individuals. | Text (String) |
| revocation | States whether any previous registrations or licenses held by the applicant or associated persons have ever been revoked or suspended by a regulatory body. | Text (String) |
| civil_judicial_disclosure | Discloses whether the applicant or any control person has been involved in civil litigation related to financial or investment misconduct. | Text (String) |
| current_proceedings | Identifies any ongoing or pending investigations, hearings, or proceedings involving the applicant or its associated persons. | Text (String) |
| municipal_advisor_execution | Section where the authorized individual attests to the truthfulness and accuracy of the submitted form on behalf of the applicant. | Text (String) |
| signature | The name and title of the authorized person signing the form, along with the date of signature to verify compliance and responsibility. | Text (String) |
