Form 40-17F1/40-17F1/A
| Field Name | Data Definition | Data Type |
|---|---|---|
| investment_company_act_file_number | A unique identifier assigned by the SEC to investment companies when they file registration statements under the Investment Company Act of 1940. It helps track filings and regulatory compliance. | String |
| date_examination_completed | The date when the SEC or its staff finished reviewing or inspecting an investment company’s records or compliance. | String |
| state_identification_number | A number issued by a U.S. state to identify a company for legal or tax purposes (not the same as a federal tax ID). | String(Tabular) |
| exact_name_of_investment_company_as_specified_in_registration_statement | The legal name of the investment company exactly as it appears in its official SEC registration documents. | String |
| address_of_principal_executive_office | The main business address where the company's senior executives operate and official communications are sent. | String |
| secs_collection_of_information | Refers to the SEC's legal authority to collect data from companies under federal securities laws, often through required filings and forms. | String |
| management_statement_regarding_compliance_with_certain_provisions_of_the_investment_company_act_of_1940 | A declaration by the investment company’s management affirming whether the company has complied with specific rules under the Act, usually related to investment practices and governance. | String |
| report_of_independent_public_accountant | A formal audit report prepared by an external, independent accounting firm, assessing the financial statements and internal controls of the investment company. | String |