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Form 35-APP, 35-APP|A

Field NameData DefinitionData TypeOriginal/Engineered
header_informationIdentifying data including filer name, file number, date, and SEC reference.Text/MetadataOriginal
purpose_of_filingStatement describing the authorization or action requested under PUHCA.TextOriginal
proposed_transaction_descriptionDetailed explanation of the proposed transaction including scope and intent.Long TextOriginal
signature_and_verificationAuthorized signature and sworn verification of the accuracy of the filing.Signature BlockOriginal
Field Name Description Data Type Original/Engineered
header_information Identifying data including filer name, file number, date, and SEC reference. Text/Metadata Original
purpose_of_filing Statement describing the authorization or action requested under PUHCA. Text Original
proposed_transaction_description Detailed explanation of the proposed transaction including scope and intent. Long Text Original
signature_and_verification Authorized signature and sworn verification of the accuracy of the filing. Signature Block Original

Enterprise: Enterprise & Institutions

For large organizations and institutions with specialized requirements, this plan offers customizable solutions. Contact us for options like multiple API keys, priority support, redistribution rights, or unlimited data access. Example use cases include:
  • Stock exchanges meeting compliance and reporting obligations
  • Brokerage firms providing live SEC filings access to clients
  • Data providers redistributing datasets via APIs, downloads, or other channels
  • Platforms or applications delivering licensed data to end-users through paywalls or controlled access

Scale: Business / Internal Use

Built for organizations leveraging the platform for internal operations, this tier supports data-driven teams and professionals. Common applications include:
  • Investment advisors, equity research teams, and family offices analyzing market filings
  • Hedge funds tracking registration statements and disclosures in real time
  • Law firms reviewing administrative and legal records
  • Financial analysts at banks conducting detailed research
  • Talent acquisition teams evaluating employment contracts and compensation packages

Growth: Personal & Startups

Designed for innovators, individual developers, and university researchers, this plan supports small-scale projects and early-stage experimentation. Typical scenarios include:
  • Professors providing their students with full API access for coursework in financial engineering
  • Graduate students and researchers producing papers for journals or academic conferences
  • Solo founders or small teams building early prototypes and minimum viable products

Explorer:

For testing purposes.