Form APP ORDR
| Field Name | Data Definition | Data Type | Original/Engineered |
|---|---|---|---|
| investment_company_release_no | Official sequential number assigned to the release when the SEC issues a final order under the Investment Company Act. | Numeric (Integer) | Original |
| date | The date the Commission issues the order. | Date | Original |
| in_the_matter_of | States the legal name(s) of the applicant(s) to whom the order applies. | Text (String) | Original |
| address | The principal business address of the applicant(s). Required to identify and locate the filer. | Text (String) | Original |
| file_number | The unique file number assigned to the exemptive application. Investment Company Act exemptive applications use “812-XXXXX” | Text (String) | Original |
| order_title_caption | The bold heading describing the statutory authority for the relief granted. | Text (String) | Original |
| recitals_background | Explains what relief was requested, when the application and amendments were filed, the statutory basis, and references the published notice and hearing process. | Text (String) | Original |
| findings | The Commission’s official statement of findings that the request meets statutory requirements: that the relief is consistent with the public interest and protection of investors. | Text (String) | Original |
| order_provisions | The operative paragraphs that grant (or deny) the exemptions, citing each section of the Act and the applicable rules, including conditions. Example: “IT IS ORDERED…” | Text (String) | Original |
| sign_off | The formal closing that shows the order is issued under delegated authority and signed by an SEC staff officer. | Text (String) | Original |
| Field Name | Data Definition | Data Type | Original/Engineered |
|---|---|---|---|
| investment_company_release_no | Official sequential number assigned to the release when the SEC issues a final order under the Investment Company Act. | Numeric (Integer) | Original |
| date | The date the Commission issues the order. | Date | Original |
| in_the_matter_of | States the legal name(s) of the applicant(s) to whom the order applies. | Text (String) | Original |
| address | The principal business address of the applicant(s). Required to identify and locate the filer. | Text (String) | Original |
| file_number | The unique file number assigned to the exemptive application. Investment Company Act exemptive applications use “812-XXXXX” | Text (String) | Original |
| order_title_caption | The bold heading describing the statutory authority for the relief granted. | Text (String) | Original |
| recitals_background | Explains what relief was requested, when the application and amendments were filed, the statutory basis, and references the published notice and hearing process. | Text (String) | Original |
| findings | The Commission’s official statement of findings that the request meets statutory requirements: that the relief is consistent with the public interest and protection of investors. | Text (String) | Original |
| order_provisions | The operative paragraphs that grant (or deny) the exemptions, citing each section of the Act and the applicable rules, including conditions. Example: “IT IS ORDERED…” | Text (String) | Original |
| sign_off | The formal closing that shows the order is issued under delegated authority and signed by an SEC staff officer. | Text (String) | Original |