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N-27D-1/N-27D-1/A

Field NameData DefinitionData TypeOriginal/Engineered
reporting_periodPlaceholder for the period range (e.g., "For the period from 01/01/2023 to 03/31/2023").Text (String)Original
depositor_or_principal_underwriter_nameName of the depositor or principal underwriter maintaining the segregated trust account.Text (String)Original
irs_employer_identification_noIRS Employer Identification Number (EIN) of the depositor/principal underwriter.Text (String)Original
depositor_addressAddress of the depositor or principal underwriter.Text (String)Original
registered_investment_company_nameName of the registered investment company for which the account is maintained.Text (String)Original
irs_company_identification_noIRS Employer Identification Number (EIN) of the registered investment company.Text (String)Original
period_start_dateStart date of the reporting period (e.g., "01/01/2023").DateOriginal
period_end_dateEnd date of the reporting period (e.g., "03/31/2023").DateOriginal
beginning_balanceBalance in the segregated trust account at the start of the reporting period.Numeric (Float)Original
deposits_paragraph_cDeposits made under Rule 27d-1(c) (e.g., plan payments).Numeric (Float)Original
deposits_paragraph_eDeposits made under Rule 27d-1(e) (e.g., additional reserves).Numeric (Float)Original
interest_incomeInterest earned (received or accrued) during the period.Numeric (Float)Original
gains_or_losses_on_salesNet gains/(losses) from sales of securities in the account.Numeric (Float)Original
unrealized_appreciation_depreciationUnrealized appreciation/(depreciation) of investments held.Numeric (Float)Original
total_deposits_and_incomeSum of all deposits, interest, gains, and unrealized changes.Numeric (Float)Original
withdrawals_paragraph_f1Withdrawals for refunds under Rule 27d-1(f)(1) (e.g., plan cancellations).Numeric (Float)Original
withdrawals_paragraph_f2Withdrawals for refunds under Rule 27d-1(f)(2) (e.g., excess reserves).Numeric (Float)Original
withdrawals_paragraph_f3Other permitted withdrawals under Rule 27d-1(f)(3).Numeric (Float)Original
total_withdrawalsSum of all withdrawals during the period.Numeric (Float)Original
ending_balanceBalance in the segregated trust account at the end of the period.Numeric (Float)Original
minimum_required_paragraph_dMinimum amount required under Rule 27d-1(d) (e.g., base reserve).Numeric (Float)Original
minimum_required_paragraph_eMinimum amount required under Rule 27d-1(e) (e.g., additional reserve).Numeric (Float)Original
total_minimum_requiredSum of all minimum required amounts under Rule 27d-1.Numeric (Float)Original
minimum_before_f3_withdrawalsMinimum balance required before paragraph (f)(3) withdrawals are permitted.Numeric (Float)Original
signature_city_stateCity and state where the form is signed.Text (String)Original
signature_dateDate the form is signed.DateOriginal
signatory_name_titleName and title of the person signing the form (e.g., CFO).Text (String)Original
Field Name Description Data Type Original/Engineered
reporting_period Placeholder for the period range (e.g., "For the period from 01/01/2023 to 03/31/2023"). Text (String) Original
depositor_or_principal_underwriter_name Name of the depositor or principal underwriter maintaining the segregated trust account. Text (String) Original
irs_employer_identification_no IRS Employer Identification Number (EIN) of the depositor/principal underwriter. Text (String) Original
depositor_address Address of the depositor or principal underwriter. Text (String) Original
registered_investment_company_name Name of the registered investment company for which the account is maintained. Text (String) Original
irs_company_identification_no IRS Employer Identification Number (EIN) of the registered investment company. Text (String) Original
period_start_date Start date of the reporting period (e.g., "01/01/2023"). Date Original
period_end_date End date of the reporting period (e.g., "03/31/2023"). Date Original
beginning_balance Balance in the segregated trust account at the start of the reporting period. Numeric (Float) Original
deposits_paragraph_c Deposits made under Rule 27d-1(c) (e.g., plan payments). Numeric (Float) Original
deposits_paragraph_e Deposits made under Rule 27d-1(e) (e.g., additional reserves). Numeric (Float) Original
interest_income Interest earned (received or accrued) during the period. Numeric (Float) Original
gains_or_losses_on_sales Net gains/(losses) from sales of securities in the account. Numeric (Float) Original
unrealized_appreciation_depreciation Unrealized appreciation/(depreciation) of investments held. Numeric (Float) Original
total_deposits_and_income Sum of all deposits, interest, gains, and unrealized changes. Numeric (Float) Original
withdrawals_paragraph_f1 Withdrawals for refunds under Rule 27d-1(f)(1) (e.g., plan cancellations). Numeric (Float) Original
withdrawals_paragraph_f2 Withdrawals for refunds under Rule 27d-1(f)(2) (e.g., excess reserves). Numeric (Float) Original
withdrawals_paragraph_f3 Other permitted withdrawals under Rule 27d-1(f)(3). Numeric (Float) Original
total_withdrawals Sum of all withdrawals during the period. Numeric (Float) Original
ending_balance Balance in the segregated trust account at the end of the period. Numeric (Float) Original
minimum_required_paragraph_d Minimum amount required under Rule 27d-1(d) (e.g., base reserve). Numeric (Float) Original
minimum_required_paragraph_e Minimum amount required under Rule 27d-1(e) (e.g., additional reserve). Numeric (Float) Original
total_minimum_required Sum of all minimum required amounts under Rule 27d-1. Numeric (Float) Original
minimum_before_f3_withdrawals Minimum balance required before paragraph (f)(3) withdrawals are permitted. Numeric (Float) Original
signature_city_state City and state where the form is signed. Text (String) Original
signature_date Date the form is signed. Date Original
signatory_name_title Name and title of the person signing the form (e.g., CFO). Text (String) Original

Enterprise: Enterprise & Institutions

For large organizations and institutions with specialized requirements, this plan offers customizable solutions. Contact us for options like multiple API keys, priority support, redistribution rights, or unlimited data access. Example use cases include:
  • Stock exchanges meeting compliance and reporting obligations
  • Brokerage firms providing live SEC filings access to clients
  • Data providers redistributing datasets via APIs, downloads, or other channels
  • Platforms or applications delivering licensed data to end-users through paywalls or controlled access

Scale: Business / Internal Use

Built for organizations leveraging the platform for internal operations, this tier supports data-driven teams and professionals. Common applications include:
  • Investment advisors, equity research teams, and family offices analyzing market filings
  • Hedge funds tracking registration statements and disclosures in real time
  • Law firms reviewing administrative and legal records
  • Financial analysts at banks conducting detailed research
  • Talent acquisition teams evaluating employment contracts and compensation packages

Growth: Personal & Startups

Designed for innovators, individual developers, and university researchers, this plan supports small-scale projects and early-stage experimentation. Typical scenarios include:
  • Professors providing their students with full API access for coursework in financial engineering
  • Graduate students and researchers producing papers for journals or academic conferences
  • Solo founders or small teams building early prototypes and minimum viable products

Explorer:

For testing purposes.