dock-logo
Try FilingFlow for free
Get API Access
dock-logo

Form_N-1, N- 1A

Field NameDescriptionData type
filenameInternal or system filename of the filing.String
accession_numberUnique SEC identifier for the specific submission.String
cikCentral Index Key of the registrant.String
filing_dateThe date the form was officially filed with the SEC.Date
form_nameFull descriptive name of the form.String
form_typeSEC designation (e.g., N-1, N-1/A).String
registrant_nameThe legal name of the investment company.String
registrant_addressPrimary business address of the registrant.String
registrant_phonePrimary contact phone number for the registrant.String
agent_nameName of the agent for service.String
agent_titleOfficial title of the agent for service.String
agent_companyCompany affiliation of the agent for service.String
agent_addressBusiness address for the agent for service.String
copy_to_nameSecondary contact person for legal copies.String
copy_to_companyFirm or company for secondary copies.String
copy_to_addressAddress for secondary contact.String
approximate_offering_dateEstimated date of commencement of the offering.Date
trust_nameName of the trust associated with the fund.String
trust_typeThe legal structure/type of the trust.String
signatureThe actual signature text or placeholder.String
signature_namePrinted name of the individual signing.String
signature_titleThe capacity in which the person is signing.String
signature_dateDate the document was signed.Date
signing_locationGeographic location where signed.String
item_1_cover_pagesInformation required on the front/back cover pages.String
item_2_investment_objectivesDescription of investment goals/objectives.String
item_3_fee_tableSummary of fund fees and expenses.String
item_4_investments_risks_performancePrincipal strategies, risks, and performance info.String
item_5_managementInformation about investment advisers/managers.String
item_6_purchase_saleProcedures for buying and selling shares.String
item_7_tax_informationTax consequences of investing in the fund.String
item_8_intermediary_compensationPayments to broker-dealers/intermediaries.String
item_9_detailed_investment_infoDetailed info on investment strategies.String
item_10_management_organizationDescription of the fund's management.String
item_11_shareholder_infoInformation on pricing, dividends, and distributions.String
item_12_distributionDetails on how the fund distributes shares.String
item_13_financial_highlightsTable of condensed financial information.String
item_14_sai_coverCover page for the Statement of Additional Info.String
item_15_fund_historyHistorical information about the fund.String
item_16_fund_descriptionDetailed description of the fund and its assets.String
item_17_sai_managementManagement information specifically for the SAI.String
item_18_control_personsInformation on principal holders of securities.String
item_19_advisory_servicesSpecifics on investment advisory services.String
item_20_portfolio_managersProfiles and compensation of portfolio managers.String
item_21_brokerageBrokerage allocation and other practices.String
item_22_capital_stockDescription of shares and voting rights.String
item_23_purchase_redemption_pricingSpecifics on NAV and pricing mechanisms.String
item_24_taxationDetailed tax status of the fund (SAI).String
item_25_underwritersDetails regarding the fund's underwriters.String
item_26_performance_calculationFormula used for performance calculations.String
item_27_financial_statementsAudited financial statements.String
item_27a_shareholder_reportAnnual or semi-annual shareholder reports.String
item_28_exhibitsList of legal and financial exhibits filed.String
item_29_controlled_personsPersons controlled by the registrant.String
item_30_indemnificationIndemnification of directors and officers.String
item_31_adviser_connectionsBusiness connections of investment advisers.String
item_32_principal_underwritersDetails on principal underwriters (Part C).String
item_33_accounts_recordsLocation of the fund's accounts and records.String
item_34_management_servicesSummary of management services agreements.String
item_35_undertakingsBinding agreements for future actions.String
additional_license_agreementAdditional disclosure of licensing deals.String
additional_code_of_ethicsAdditional filing of the company ethics code.String
additional_proxy_votingPolicies on proxy voting of portfolio shares.String
additional_portfolio_holdingsAdditional list of fund holdings.String
additional_securities_lendingDisclosure on lending activities.String
additional_repurchase_agreementsDetails on REPO activities.String
additional_exchange_listingInformation regarding listing on an exchange.String
additional_book_entryProcedures for book-entry only systems.String
appendix_aFirst appendix section.String
appendix_bSecond appendix section.String
additional_investment_restrictionsSupplementary limitations on investments.String
additional_futures_optionsDerivatives trading policies/limits.String
additional_index_methodologyCalculation methods for underlying indices.String
additional_creation_redemptionMechanics for large-block share transactions.String
additional_continuous_offeringDetails on continuous share issuance.String
additional_dividend_reinvestmentTerms of dividend reinvestment plans.String
additional_counsel_auditorsIdentification of legal and auditing firms.String
additional_considerationsOther material considerations for investors.String
other_sectionsUncategorized or miscellaneous sections.String
item_2_investment_objectives_summarizedA condensed versionString
item_3_fee_table_summarizedA condensed versionString
item_4_investments_risks_performance_summarizedA condensed versionString
item_5_management_summarizedA condensed versionString
item_7_tax_information_summarizedA condensed versionString
item_9_detailed_investment_info_summarizedA condensed versionString
item_10_management_organization_summarizedA condensed versionString
item_11_shareholder_info_summarizedA condensed versionString
item_13_financial_highlights_summarizedA condensed versionString
item_16_fund_description_summarizedA condensed versionString
item_17_sai_management_summarizedA condensed versionString
item_18_control_persons_summarizedA condensed versionString
item_20_portfolio_managers_summarizedA condensed versionString
item_21_brokerage_summarizedA condensed versionString
item_22_capital_stock_summarizedA condensed versionString
item_27_financial_statements_summarizedA condensed versionString
item_28_exhibits_summarizedA condensed versionString
item_29_controlled_persons_summarizedA condensed versionString
item_30_indemnification_summarizedA condensed versionString
item_32_principal_underwriters_summarizedA condensed versionString
item_33_accounts_records_summarizedA condensed versionString
item_34_management_services_summarizedA condensed versionString
item_35_undertakings_summarizedA condensed versionString
additional_license_agreement_summarizedA condensed versionString
additional_code_of_ethics_summarizedA condensed versionString
additional_proxy_voting_summarizedA condensed versionString
additional_exchange_listing_summarizedA condensed versionString
additional_book_entry_summarizedA condensed versionString
additional_dividend_reinvestment_summarizedA condensed versionString
additional_counsel_auditors_summarizedA condensed versionString
item_6_purchase_sale_summarizedA condensed versionString
item_8_intermediary_compensation_summarizedA condensed versionString
item_12_distribution_summarizedA condensed versionString
item_15_fund_history_summarizedA condensed versionString
item_19_advisory_services_summarizedA condensed versionString
item_23_purchase_redemption_pricing_summarizedA condensed versionString
item_24_taxation_summarizedA condensed versionString
item_25_underwriters_summarizedA condensed versionString
item_31_adviser_connections_summarizedA condensed versionString
additional_portfolio_holdings_summarizedA condensed versionString
appendix_a_summarizedA condensed versionString
appendix_b_summarizedA condensed versionString
additional_investment_restrictions_summarizedA condensed versionString
additional_considerations_summarizedA condensed versionString
Field Name Description Data Type Original/Engineered
form_type Specifies the SEC form code indicating the type of registration or report filed. Text (String) Original
file_name The exact filename of the submission document as stored in the EDGAR system. Text (String) Original
document_description A brief description of the document’s content or purpose as entered by the filer. Text (String) Original
filing_year The calendar year in which the filing was submitted to the SEC. Text (String) Original
registrant_address The full street address of the registrant’s primary business location. Text (String) Original
calculation_of_registration_fee Breakdown of how the registration fee was computed, including rates and fee schedules. Text Original
registrant_address Full street address of the registrant’s principal executive offices. Text (Address) Original
agent_for_service Name and mailing address of the agent designated to receive service of process. Text (Name/Address) Original
copies_to Names and contact details of any additional parties to receive copies of filed documents. Text (Name/Address) Original
title_of_securities Descriptive title(s) of the securities being registered or offered. Text Original
investment_objective The primary goal or intended use of proceeds as stated by the issuer. Text Original
principal_investment_strategies Summary of the main strategies the fund or issuer will use to achieve its investment objective. Text Original
principal_risks Key risks or factors that could materially affect investment performance. Text Original
fee_table Tabular presentation of all fees charged to investors, including sales loads and redemption fees. Table Original
shareholder_fees Detail of fees paid by investors upon purchase or sale of shares (e.g., sales loads). Percentage Original
annual_fund_operating_expenses Annual costs borne by the fund, expressed as a percentage of net assets, covering management, administrative, and other expenses. Percentage Original
expense_example Hypothetical example illustrating the effect of fees on a $10,000 investment over one year. Currency (USD) Original
portfolio_turnover_rate Percentage indicating how frequently the fund’s portfolio securities were replaced during the past year. Percentage Original
performance Historical returns of the fund or securities over specified periods, often compared to benchmarks. Percentage Original
management Information on the individuals or firm responsible for managing the fund’s portfolio. Text Original
purchase_of_securities Procedures and minimum amounts for purchasing shares or securities. Currency (USD) Original
redemption_of_securities Terms and conditions under which investors may redeem or sell back their shares. Text Original
tax_information Tax consequences to shareholders, including distributions and possible tax liabilities. Text Original
financial_highlights Selected financial data such as per‑share net asset value, total return, and ratios over multiple years. Table Original
signature Authorized signatory block where the registrant’s representative signs the document. Text + Date Original
date_of_prospectus The date printed on the prospectus indicating when it was finalized and distributed. Date (YYYY-MM-DD) Original

Enterprise: Enterprise & Institutions

For large organizations and institutions with specialized requirements, this plan offers customizable solutions. Contact us for options like multiple API keys, priority support, redistribution rights, or unlimited data access. Example use cases include:
  • Stock exchanges meeting compliance and reporting obligations
  • Brokerage firms providing live SEC filings access to clients
  • Data providers redistributing datasets via APIs, downloads, or other channels
  • Platforms or applications delivering licensed data to end-users through paywalls or controlled access

Scale: Business / Internal Use

Built for organizations leveraging the platform for internal operations, this tier supports data-driven teams and professionals. Common applications include:
  • Investment advisors, equity research teams, and family offices analyzing market filings
  • Hedge funds tracking registration statements and disclosures in real time
  • Law firms reviewing administrative and legal records
  • Financial analysts at banks conducting detailed research
  • Talent acquisition teams evaluating employment contracts and compensation packages

Growth: Personal & Startups

Designed for innovators, individual developers, and university researchers, this plan supports small-scale projects and early-stage experimentation. Typical scenarios include:
  • Professors providing their students with full API access for coursework in financial engineering
  • Graduate students and researchers producing papers for journals or academic conferences
  • Solo founders or small teams building early prototypes and minimum viable products

Explorer:

For testing purposes.