SEC filings, transformed into actionable intelligence.
5+ years
Historical SEC filings
< 5 min
Publication to API
0.88
Entity match confidence
20+
Filing types covered
The Platform
Four modules. One underlying corpus.
Every module shares the same SEC data ingestion, the same entity resolution layer, and the same delivery model. Pick the modules that fit your workflow; they compound as you add more.
01
Data Layer
02
Material Events
03
Deals Flow
04
Entity Graph
05
Flexible Delivery
06
Audit-Ready
Module 01 · Data Layer
The full SEC corpus, ready to use.
Comprehensive SEC data access
Historical filings across 10-K, 10-Q, 8-K, 13F, Forms 3, 4, 5, Schedules 13D and 13G, ADV, Form D, and more.
Flexible data delivery
Receive data where you need it: webhooks, cloud storage integrations, APIs, or downloadable exports.
Purpose-built datasets
Curated datasets designed for investment research, compliance monitoring, due diligence, and risk analysis.
Automated data pipelines
Schedule deliveries on your preferred cadence. Workflows stay continuously updated with the latest filings.
Module 02 · Material Events
Know what matters before the market does.
Materiality scoring
Instantly identify filings that matter through intelligent classification across every newly submitted filing.
Custom alert rules
Define your own criteria, thresholds, and monitoring rules so your team receives only the most relevant updates.
Real-time notifications
Instant alerts on companies, sectors, and watchlists delivered through Slack, email, webhook, or your workflow of choice.
Module 03 · Deals Flow
Capital movements as they happen.
Real-time capital raise monitoring
Track fundraising as it happens: private placements, institutional investments, fund activity, and capital market events.
Personalized market intelligence
Build dashboards filtered by industry, geography, issuer, filing type, investment theme, or time period.
Thematic monitoring
Create and track investment themes, emerging sectors, and market trends to uncover opportunities early.
Module 04 · Entity Graph
The relationship map behind every filing.
Connected company intelligence
Visualize relationships across public and private companies through a unified entity intelligence platform.
Relationship and ownership mapping
Track executives, beneficial owners, affiliated entities, subsidiaries, and organizational networks from a single view.
Smarter decision-making
Relationship-driven insights that support investment, lending, compliance reviews, and due diligence investigations.
Who We Serve
Built for teams that need data they can trust.
Compliance, investment, legal, and government technology teams that depend on structured SEC data to make decisions and build products.
Research analysts
Hedge fund, credit, and equity research teams using entity-resolved filings and material event signals as inputs to daily research.
Compliance teams
CCOs and compliance officers using structured filing and entity data for surveillance and audit-ready workflows.
Deal teams
Corporate development, M&A advisors, and credit teams tracking capital flows, deal activity, and counterparty structure.
Developers & AI teams
Engineering teams embedding clean SEC data into AI agents, research tools, and financial products via API and bulk delivery.
Legal & counsel
Corporate counsel and law firm associates using structured ownership records and regulatory histories for due diligence and litigation.
Venture & private markets
VCs and PE analysts using Form D and private placement signals to track emerging companies and investor activity.
How It Works
From raw filing to structured
intelligence.
FilingFlow continuously ingests, resolves, enriches, and delivers SEC data through clean endpoints so your team works with structured intelligence rather than raw documents.
Built for Trust
Data with a paper trail.
Publicly Sourced
Full Data Lineage
Azure Infrastructure
Developer-First
Built for Trust
Data with a paper trail.
Publicly Sourced
Full Data Lineage
Azure Infrastructure
Developer-First
Use Cases
How legal teams put DataDock to work
From transaction due diligence to securities monitoring, DataDock supports the full range of legal research and compliance workflows that depend on structured public records.
Target Due Diligence in M&A
Surface ownership structure, related-party disclosures, regulatory filings, and enforcement history for acquisition targets. Supplement client representations with independently sourced public record data.
Insider Trading and Securities Monitoring
Track director, officer, and significant shareholder transaction filings for entities and individuals relevant to an active matter. Identify filing patterns, timing clusters, and ownership threshold crossings that support securities law analysis.
Counterparty Background Research
Research counterparties, guarantors, and related principals in commercial matters using structured financial disclosures, ownership records, and current sanctions status from a single integrated data source.
Regulatory Exposure Assessment
Identify a client's exposure across regulatory filing obligations, outstanding enforcement actions, and sanctions risk. Support regulatory counsel with structured primary source data rather than summarized secondary reports.
Private Markets and Fund Research
Access structured private placement filing data, investment adviser registration records, and fund-level disclosures for matters involving private equity, venture capital, and hedge fund structures.
Litigation Support and Document Review
Supplement traditional document review with structured public record data on the entities and individuals at the center of a dispute. Identify filing discrepancies, omitted disclosures, and material changes in reported information across time periods.
Pricing
Two plans. One price. Forever.
Start free with the Data Layer. Upgrade to Pro for the full platform. We commit to never raising the Pro price as new features come online.
Free
For developers, researchers, and anyone exploring what SEC filings can do. No credit card required.
$0/ month
Includes
- Data Layer access
- 5+ years historical filings
- All major filing types
- API access with daily rate limits
- Web dashboard for browsing
- Community support
Pro
The complete research intelligence platform. Every current feature and every future feature we ship, at the same price. Never a surprise increase.
$149/ month
Everything in Free, plus
- Material Events with materiality scoring
- Custom alert rules and watchlists
- Real-time notifications via Slack, email, webhook
- Deals Flow with capital raise tracking
- Entity Graph with ownership and relationship mapping
- Higher API rate limits
- Priority email support
- Knowledge Assistant included at general availability
- Every future feature we ship, included
- Price / Yearly (Discount): $0
- Daily API Calls: 50 total
- Rate Limit: 1/sec
- Features / Data Access: Basic query
- Bulk Transfers: Sample datasets only
- Overage: N/A
- Monthly PAYG Cap: N/A
- Price / Yearly (Discount): $370 (Save 12%)
- Daily API Calls: 1,000/mo
- Rate Limit: 5/sec
- Features / Data Access: Query API, XBRL, 3yr history
- Bulk Transfers: Up to 20 GB / month
- Overage : $4 per 100 extra calls & 5 extra GB
- Monthly PAYG Cap: Up to 300 extra calls & 15 GB
Target Due Diligence in M&A
Surface ownership structure, related-party disclosures, regulatory filings, and enforcement history for acquisition targets. Supplement client representations with independently sourced public record data.
Insider Trading and Securities Monitoring
Track director, officer, and significant shareholder transaction filings for entities and individuals relevant to an active matter. Identify filing patterns, timing clusters, and ownership threshold crossings that support securities law analysis.
- Price / Yearly (Discount): $0
- Daily API Calls: 50 total
- Rate Limit: 1/sec
- Features / Data Access: Basic query
- Bulk Transfers: Sample datasets only
- Overage: N/A
- Monthly PAYG Cap: N/A
- Price / Yearly (Discount): $370 (Save 12%)
- Daily API Calls: 1,000/mo
- Rate Limit: 5/sec
- Features / Data Access: Query API, XBRL, 3yr history
- Bulk Transfers: Up to 20 GB / month
- Overage : $4 per 100 extra calls & 5 extra GB
- Monthly PAYG Cap: Up to 300 extra calls & 15 GB
Advanced Case Law Research & Structuring
Litigation Outcome Forecasting
Due Diligence for M&A and Regulatory Risk
